Excessive Fee Litigations: Reckless Allegations
August, 23 2022
Excessive fee litigation against retirement plan fiduciaries and service providers has grown from a one-off event into a cottage industry....
Read More
Dos and Don'ts of Managing Investors Cash
August, 10 2022
During these historical and unpredictable market conditions, the issue of safety has become paramount and investor attention turns to safety....
Read More
The Target Date Replacement
March, 2 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
Read More
Bridging Those Market Valleys
March, 2 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
Read More
Prudent Asset Allocation Case Study
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
Read More
Always Having Cash When You Need It
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
Read More
Capturing Your Fair Share of Stock Markets
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
Read More
The Best Way to Make Your Retirement Funds Work for You
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
Read More
Adviser Marketing: Standing Behind Endorsements
February, 10 2022
What Does the Adviser Marketing Rule Cover? The SEC recently published new rules on adviser marketing that became effective in May of 2021. The new...
Read More
Adviser Marketing: A New Day for Testimonials
February, 10 2022
Financial Adviser Marketing Breaks out of the Stone Age The arena of adviser marketing has historically been approached conservatively, and with good...
Read More
Adviser Marketing: What's an Advertisement?
February, 10 2022
The SECs New Adviser Marketing Rule The SEC published new rules on adviser marketing that became effective in May of 2021. The new rule brings...
Read More
A Best Interest Approach to Asset Allocation
December, 17 2021
Asset allocation has been practiced in an arbitrary way since the dawn of the Modern Era[1]. While thought to be beneficial, great improvements to...
Read More
Are You Sure You are Acting in Your Client's Best Interest?
November, 18 2021
Financial Professionals have a difficult task of complying with regulatory requirements while also doing their best to act in their client's best...
Read More
How Advisors Prevent Investor Panic Selling
October, 4 2021
It seems fitting, if not ironic, that in the year 2020 hindsight emerged as an important theme. The COVID-19 pandemic had taken the world by storm...
Read More