Excessive Fee Rebound
February, 28 2023
The avalanche of law suits filed against ERISA plan fiduciaries over the last decade may finally be subsiding. The subject went all the way to the...
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Plan Economics: Fees & Expenses of Employer Sponsored ERISA Retirement Plans
September, 29 2022
Introduction Fiduciaries of Employer Sponsored ERISA Retirement Plans (“Plans”) have the duty to act in the best interest of Plan participants and...
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Excessive Fee Litigations: Reckless Allegations
August, 23 2022
Excessive fee litigation against retirement plan fiduciaries and service providers has grown from a one-off event into a cottage industry....
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Dos and Don'ts of Managing Investors Cash
August, 10 2022
During these historical and unpredictable market conditions, the issue of safety has become paramount and investor attention turns to safety....
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The Cost of Quality in Financial Services
August, 1 2022
There is little question about the desirability of high quality in products and services. On the other hand, there is very little consensus on the...
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The Target Date Replacement
March, 2 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
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Bridging Those Market Valleys
March, 2 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
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Prudent Asset Allocation Case Study
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
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Always Having Cash When You Need It
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
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Capturing Your Fair Share of Stock Markets
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
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The Best Way to Make Your Retirement Funds Work for You
February, 23 2022
What is Prudent Asset Allocation? Prudent Asset Allocation (“PAA”) is an overarching investment strategy that separates investors assets into two...
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A Best Interest Approach to Asset Allocation
December, 17 2021
Asset allocation has been practiced in an arbitrary way since the dawn of the Modern Era[1]. While thought to be beneficial, great improvements to...
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Proposed ESG Regulations Pave the Way for ESG Investing in ERISA Plans
October, 18 2021
The DoL’s proposed rule, "Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights" (“ESG Proposal”) released on October...
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How Advisors Prevent Investor Panic Selling
October, 4 2021
It seems fitting, if not ironic, that in the year 2020 hindsight emerged as an important theme. The COVID-19 pandemic had taken the world by storm...
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Factors Influencing Future Returns
September, 16 2021
It is a natural reaction for institutions and individuals to want to find out how much money their investments have earned or lost. This holds the...
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