Are You Sure You are Acting in Your Client's Best Interest?
November, 18 2021
Financial Professionals have a difficult task of complying with regulatory requirements while also doing their best to act in their client's...
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Proposed ESG Regulations Pave the Way for ESG Investing in ERISA Plans
October, 18 2021
The DoL’s proposed rule, "Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights" (“ESG Proposal”) released on...
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4 Quick Observations on the DOL's Proposed ESG Rule
October, 14 2021
Today, the Department of Labor published its proposed rules on ESG investments and proxy voting within ERISA plans. The proposed rule is entitled,...
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How Advisors Prevent Investor Panic Selling
October, 4 2021
It seems fitting, if not ironic, that in the year 2020 hindsight emerged as an important theme. The COVID-19 pandemic had taken the world by storm...
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Insurer Provides Best Practices to Avoid ERISA Litigation
September, 20 2021
With the extreme rise in ERISA lawsuits has also come a rise in insurance premiums. One insurer shared their tips for plan sponsors to mitigate...
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The 3 Fundamental Questions of Retirement Planning
September, 17 2021
“If you fail to plan, you’re planning to fail.” These words, from the immortal Founding Father Benjamin Franklin, have been recited countless...
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Factors Influencing Future Returns
September, 16 2021
It is a natural reaction for institutions and individuals to want to find out how much money their investments have earned or lost. This holds the...
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Why Returns can't be Evidence of a Fiduciary Breach
September, 15 2021
Background It is a natural reaction for institutions and individuals to want to find out how much money their investments have earned or lost....
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